Hong Kong Investor Identification Regime (Coming Soon)

Title: Hong Kong Investor Identification Regime (HKIDR)

Course Introduction:

Explore the critical aspects of the Hong Kong Investor Identification Regime (HKIDR) and enhance your understanding of this important market surveillance initiative. Developed in collaboration with industry experts, this comprehensive online course provides you with the knowledge and skills needed to navigate the HKIDR effectively.

Key Features:

1. In-Depth Overview of the HKIDR
– Understand the background, purpose, and key features of the HKIDR as published by the Securities and Futures Commission (SFC)
– Discover how the HKIDR enhances market surveillance by identifying the originators of orders and trades

2. Compliance Obligations and Reporting Forms
– Get an overview of the compliance obligations for market participants under the HKIDR
– Explore the various reporting forms required, such as the Aggregated Transaction Report, BCAN Change Report, and Off-Exchange Trade BCAN (Buy-Side) Report
– Learn the purpose and importance of each reporting form in promoting market transparency and surveillance

3. Technical Guidance and Interface Specifications
– Understand the technical guidance and interface specifications provided by HKEX for systems and data submission
– Ensure accurate and timely data submission by complying with the technical requirements

4. Market Rehearsals and Testing
– Discover the significance of market rehearsals and testing in preparation for HKIDR implementation
– Explore the information package and collaboration opportunities to address operational challenges

5. Investor Education and Rights
– Familiarize yourself with the investor education materials provided by the SFC
– Understand investor rights under the HKIDR, including the protection of personal data and consent requirements

Whether you are a financial professional, compliance officer, or market participant, this course will equip you with the essential knowledge and insights to navigate the HKIDR with confidence. Enroll now and stay ahead of the curve in the Hong Kong securities market.